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FCM頂尖外匯期貨经纪商 2011年按资产额排名

 

原始文件来自:FCM行政管理部门于2012年2月24日张贴

脸书、推特、电子邮件共享

 

以下FCM经纪商名单及报告中所有数据均由商品期货交易委员会发表提供

2011年最大经纪商排行榜

Futures Commission Merchant / Retail Foreign Exchange Dealer

经纪商/零售外汇交易商

Reg As

类别

A/O

截止日

Adjusted Net Capital

调整后淨资本

Net Capital Requirements

淨资本要求

Excess Net Capital

淨资本盈馀

Customers’ Assets in Seg

客户资产额

Totl Retail Forex Obligation零售外汇债总和
UBS SECURITIES LLC

瑞銀证券有限责任公司

FCM BD12/31/201112,278,665,379961,345,14711,317,320,2329,652,936,2880
GOLDMAN SACHS & CO

高盛证券公司

FCM BD12/31/201111,422,646,7691,908,555,5189,514,091,25121,446,768,8140
JP MORGAN SECURITIES LLC

JP摩根证券有限责任公司

FCM BD12/31/201111,100,234,1321,550,293,4559,549,940,67718,845,933,1800
MERRILL LYNCH PIERCE FENNER & SMITH

美林集团

FCM BD12/31/201110,761,042,594802,817,7609,958,224,8348,856,894,9560
CREDIT SUISSE SECURITIES (USA) LLC

瑞士瑞信銀行證券有限责任公司(美国分行)

FCM BD12/31/20118,413,793,9601,083,991,1957,329,802,7656,506,294,1470
MORGAN STANLEY & CO LLC

摩根士丹利有限责任公司

FCM BD12/31/20118,248,535,3951,033,036,1717,215,499,2245,341,062,9870
DEUTSCHE BANK SECURITIES INC

德意志银行证券公司

FCM BD12/31/20118,096,091,854594,609,5587,501,482,29614,724,160,0990
CITIGROUP GLOBAL MARKETS INC

花旗集团

FCM BD12/31/20117,773,386,855795,170,9806,978,215,87510,300,448,9630
JP MORGAN CLEARING CORP

JP 摩根清算公司

FCM BD12/30/20117,429,640,9021,926,555,2965,503,085,606782,180,3190
BARCLAYS CAPITAL INC

英国巴克莱资本公司

FCM BD12/31/20116,415,675,853994,729,8835,420,945,9706,454,489,7430
MERRILL LYNCH PROFESSIONAL CLEARING CORP

美林清算公司

FCM BD12/31/20113,453,901,293168,048,2543,285,853,0391,570,694,9700
RBS SECURITIES INC

苏格兰皇家银行证券公司

FCM BD12/31/20113,168,204,462302,314,1132,865,890,3492,406,333,2920
NOMURA SECURITIES INTERNATIONAL INC

日本野村控股公司

FCM BD12/31/20112,455,113,29920,916,8172,434,196,482113,797,6210
NEWEDGE USA LLC

新際美國公司有限责任公司

FCM BD12/31/20112,313,980,9091,338,474,054975,506,85518,960,273,3620
BNP PARIBAS PRIME BROKERAGE INC

法國巴黎銀行菁英經紀公司

FCM BD12/31/20112,246,207,500309,205,0951,937,002,4051,605,999,2520
GOLDMAN SACHS EXECUTION & CLEARING LP

高盛清算執行公司

FCM BD12/30/20112,100,793,132103,719,4711,997,073,6611,370,186,5560
WELLS FARGO SECURITIES LLC

美国富国证券有限责任公司

FCM BD12/31/20112,015,265,4987,853,6602,007,411,83800
BNP PARIBAS SECURITIES CORP

法国巴黎银行证券公司

FCM BD12/31/20111,985,533,77668,162,9091,917,370,867409,542,3630
WELLS FARGO ADVISORS LLC

美国富国顧問有限责任公司

FCM BD12/31/20111,448,731,4151,500,0001,447,231,41500
INTERACTIVE BROKERS LLC

盈透证券有限责任公司

FCM BD12/30/20111,365,792,737162,429,7311,203,363,0061,272,471,0450
RBC CAPITAL MARKETS LLC

苏格兰皇家银行资本市场有限责任公司

FCM BD12/30/20111,365,027,47579,422,1011,285,605,374567,519,9790
UBS FINANCIAL SERVICES INC

瑞银金融服务公司

FCM BD12/31/20111,181,174,373123,908,6721,057,265,701188,183,1110
HSBC SECURITIES USA INC

汇丰证券(美国)INC

FCM BD12/31/20111,173,678,11390,170,1721,083,507,941964,691,9380
JEFFERIES & COMPANY INC

杰富瑞集团

FCM BD12/31/2011974,771,79545,832,173928,939,62200
MORGAN STANLEY SMITH BARNEY LLC

摩根士丹利美邦有限责任公司

FCM BD12/30/2011842,942,10737,425,680805,516,427491,268,5760
TIMBER HILL LLC

TIMBER HILL有限责任公司

FCM BD12/31/2011826,384,61335,598,402790,786,211606,039,6190
MORGAN KEEGAN & COMPANY INC

摩根KEEGAN 有限责任公司

FCM BD12/31/2011546,477,7247,786,246538,691,47800
CIBC WORLD MARKETS CORP

加拿大帝国商业银行全球市場集团

FCM BD12/31/2011500,140,5831,500,000498,640,58300
CITADEL SECURITIES LLC

CITADEL证券有限责任公司

FCM BD12/31/2011460,712,4671,000,000459,712,46700
STATE STREET GLOBAL MARKETS LLC

美国道富银行全球市场有限责任公司

FCM BD12/31/2011435,779,6247,571,402428,208,222220,033,8290
MIZUHO SECURITIES USA INC

瑞穗证券(美国)有限责任公司

FCM BD12/31/2011425,295,200118,045,353307,249,847991,979,3430
RAYMOND JAMES & ASSOCIATES INC

雷蒙德•詹姆斯联合有限责任公司

FCM BD12/31/2011362,445,56830,476,765331,968,80300
NATIXIS SECURITIES AMERICAS LLC

法国Natixis银行美洲证券有限责任公司

FCM BD12/31/2011360,313,4501,500,000358,813,45000
ABN AMRO CLEARING CHICAGO LLC

芝加哥荷兰银行结算有限责任公司

FCM BD12/31/2011301,490,207118,881,628182,608,5792,030,880,0310
DAIWA CAPITAL MARKETS AMERICA INC

美国大和资本市场有限责任公司

FCM BD12/31/2011300,214,3601,338,784298,875,57611,752,2900
CANTOR FITZGERALD & CO

CANTOR Fitzgerald 公司

FCM BD12/30/2011284,283,0985,471,275278,811,8234,413,8250
TD AMERITRADE INC

美国道明银行有限责任公司

FCM BD12/31/2011276,307,1231,000,000275,307,12300
JEFFERIES BACHE LLC

杰富瑞贝奇清算执行有限责任公司

FCM12/31/2011263,593,000152,201,280111,391,7202,404,911,0000
ADM INVESTOR SERVICES INC

ADM投资服务公司

FCM12/31/2011256,605,074139,920,070116,685,0043,171,688,657968,009
BNY MELLON CLEARING LLC

美国纽约银行梅隆清算有限责任公司

FCM12/31/2011256,040,72510,690,002245,350,723368,470,2830
MITSUBISHI UFJ SECURITIES USA INC

三菱日联证券(美国)有限责任公司

FCM BD12/31/2011246,365,0601,792,429244,572,63100
RJ OBRIEN ASSOCIATES LLC

RJ奧布萊恩联合有限责任公司

FCM12/31/2011201,729,011126,275,36175,453,6503,726,850,2002,971,072
OPPENHEIMER & CO INC

奥本海默投资集团有限责任公司

FCM BD12/31/2011144,404,77322,650,394121,754,37928,672,4770
PENSON FINANCIAL SERVICES INC

彭森金融服务有限责任公司

FCM BD12/31/2011143,384,89526,685,879116,699,016616,309,51130,231,575
OANDA CORPORATION

萬达公司集团

FCMRFD12/31/2011140,452,80727,317,817113,134,9900156,356,338
MACQUARIE FUTURES USA LLC

美国麦格理期货有限责任公司

FCM12/31/2011136,089,70265,571,29670,518,406923,120,4810
INSTINET LLC

INSTINET有限责任公司

FCM BD12/31/2011131,271,0291,000,000130,271,02900
FCSTONE LLC

福四通有限责任公司

FCM12/31/2011116,943,99972,072,90244,871,0971,293,557,6850
AMERIPRISE FINANCIAL SERVICES INC

AMERIPRISE金融服务有限责任公司

FCM BD12/31/2011114,975,1131,000,000113,975,11300
SANFORD C BERNSTEIN & CO LLC

桑福德·伯恩斯坦集团有限责任公司

FCM BD12/31/2011111,339,78015,342,94095,996,84000
NEUBERGER BERMAN LLC

纽伯格伯曼有限责任公司

FCM BD12/31/2011101,768,9841,500,000100,268,98400
LPL FINANCIAL LLC

美国利普乐金融集团有限责任公司

FCM BD12/31/2011100,944,4137,028,02393,916,39000
SANTANDER INVESTMENT SECURITIES INC

桑坦德投资证券有限责任公司

FCM BD12/30/201191,705,65110,834,16680,871,485436,226,8040
ROSENTHAL COLLINS GROUP LLC

罗森塔尔柯林斯集团有限责任公司

FCM12/31/201191,412,56063,250,52328,162,0371,635,861,2040
STEPHENS INC

斯蒂芬斯有限责任公司

FCM BD12/31/201186,619,52215,203,08671,416,43600
GLOBAL FUTURES & FOREX LTD

环球期货及外汇有限责任公司

FCMRFD12/31/201179,672,86723,923,75855,749,109504,57388,475,168
OPTIONSXPRESS INC

OPTIONSXPRESS 在线经纪商有限责任公司

FCM BD12/31/201179,533,0825,408,73774,124,34593,142,9970
RAND FINANCIAL SERVICES INC

RAND 金融服务有限责任公司

FCM12/31/201174,546,15812,116,45162,429,707157,833,9000
GUGGENHEIM SECURITIES LLC

古根海姆证券有限责任公司

FCM BD12/31/201163,410,0302,239,83661,170,19400
TENCO INC

TENCO有限责任公司

FCM12/31/201162,124,9145,856,02956,268,885214,564,4860
BGC FINANCIAL LP

BGC金融有限合伙人

FCM BD12/30/201159,241,0891,000,00058,241,08900
TRADESTATION SECURITIES INC

TradeStation证券公司

FCM BD12/31/201154,719,5072,544,83652,174,671439,657,0730
ICAP CORPORATES LLC

ICAP债券有限责任公司

FCM BD12/31/201152,288,0421,000,00051,288,04200
ROSENTHAL GLOBAL SECURITIES LLC

ROSENTHAL全球证券有限责任公司

FCM BD12/31/201142,604,0411,000,00041,604,04100
FX SOLUTIONS LLC

FX SOLUTIONS有限责任公司

FCMRFD12/31/201141,409,11120,376,20821,032,903017,524,164
ENSKILDA FUTURES LTD

ENSKILDA期货有限责任公司

FCM12/30/201138,846,22820,910,87817,935,350343,987,4360
GAIN CAPITAL GROUP LLC

嘉盛集团有限责任公司

FCMRFD12/31/201135,700,90024,629,97211,070,9280102,599,438
WELLS FARGO ADVISORS FINANCIAL NETWORK LLC

富国银行金融网络顾问有限责任公司

FCM BD12/31/201134,947,9042,949,72131,998,18300
PEREGRINE FINANCIAL GROUP INC

百富勤金融集团有限责任公司

FCM12/31/201133,644,88821,089,33212,555,556521,931,44231,786,635
FOREX CAPITAL MARKETS LLC

福汇集团有限责任公司

FCMRFD12/31/201131,243,10126,735,1644,507,9370144,703,279
VISION FINANCIAL MARKETS LLC

远景金融市场有限责任公司

FCM BD12/31/201129,815,8726,784,50223,031,370377,436,8410
TRADELINK LLC

贸易通有限责任公司

FCM BD12/31/201129,804,2511,000,00028,804,25100
FXDIRECTDEALER LLC

FXDIRECTDEALER 有限责任公司

FCMRFD12/31/201127,886,60121,286,0766,600,525035,721,539
ALPARI (US) LLC

美国艾福瑞有限责任公司

FCMRFD12/31/201125,397,94120,033,5695,364,372289,07310,671,378
TRADESTATION FOREX INC

TRADESTATION外汇有限责任公司

RFED12/31/201125,235,60423,076,5952,159,009071,531,907
MB TRADING FUTURES INC

MB买卖期货公司

FCMRFD12/31/201125,101,76321,140,4283,961,335032,808,570
XPRESSTRADE LLC

XPRESSTRADE有限责任公司

RFED12/31/201122,972,45220,000,0002,972,45201,444,758
FOREX CLUB LLC

福瑞斯国际有限责任公司

FCMRFD12/30/201122,923,33822,000,000923,33803,461,914
ADVANTAGE FUTURES LLC

ADVANTAGE期货有限责任公司

FCM12/31/201120,606,73510,954,0829,652,653464,261,4490
ADVANCED MARKETS LLC

ADVANTAGE市场有限责任公司

FCMRFD12/31/201120,542,74220,000,000542,74201,753,586
COUNTRY HEDGING INC

COUNTRY对冲有限责任公司

FCM12/31/201120,279,15014,157,6386,121,512202,565,5140
INSTITUTIONAL LIQUIDITY LLC

INSTITUTIONAL LIQUIDITY有限责任公司

FCMRFD12/31/201120,066,04220,000,00066,04208,804,848
MAREX NORTH AMERICA LLC

MAREX 北美有限责任公司

FCM12/31/201116,632,5777,333,0849,299,493117,719,8860
MCVEAN TRADING & INVESTMENTS LLC

MCVEAN交易投资有限责任公司

FCM12/30/201114,363,8921,715,16012,648,732881,697,9600
MID CO COMMODITIES INC

MID CO COMMODITIES有限责任公司

FCM12/31/201112,602,7205,261,8167,340,90439,768,9010
CROSSLAND LLC

美国新大陆期货经纪有限公司

FCM12/31/20119,686,8324,162,9585,523,87492,156,3390
DORMAN TRADING LLC

多尔曼贸易有限责任公司

FCM12/31/20119,337,4331,530,4807,806,953128,220,2600
GH FINANCIALS LLC

GH金融有限责任公司

FCM12/31/20119,316,0921,000,0008,316,09200
PHILLIP FUTURES INC

PHILLIP期货有限责任公司

FCM12/31/20119,216,8121,901,0647,315,74862,072,8110
IKON GLOBAL MARKETS INC

IKON全球市场有限责任公司

FCM12/31/20119,069,6581,000,0008,069,65822,429,5150
LEK SECURITIES CORPORATION

LEK证券集团

FCM BD12/31/20118,362,8121,500,0006,862,8123,758,1610
STRAITS FINANCIAL LLC

STRAITS金融有限责任公司

FCM12/31/20118,175,1171,599,8096,575,30840,527,3600
EAGLE MARKET MAKERS INC

EAGLE市场有限责任公司

FCM12/30/20116,850,2651,000,0005,850,2651,151,7620
MBF CLEARING CORP

MBF清算集团

FCM12/31/20116,206,2901,000,0005,206,29059,458,7640
CX CAPITAL MARKETS LLC

CX CAPITAL市场有限责任公司

FCM12/31/20113,476,1051,000,0002,476,10526,648,7570
ITG DERIVATIVES LLC

ITG衍生商品有限责任公司

FCM BD12/31/20113,458,8751,000,0002,458,87500
LINN GROUP THE

林恩集团

FCM12/31/20113,266,5041,424,9261,841,57863,251,5370
CUNNINGHAM COMMODITIES LLC

CUNNINGHAM大宗商品有限责任公司

FCM12/31/20113,264,2551,195,9252,068,33054,817,1880
OPEN E CRY LLC

OPEN E CRY有限责任公司

FCM12/31/20113,042,3321,098,6701,943,66290,875,6540
CAPITAL MARKET SERVICES LLC

CAPITAL市场服务有限责任公司

FCM12/31/20113,029,3241,000,0002,029,32400
IRONBEAM INC

IRONBEAM有限责任公司

FCM12/31/20112,954,6741,000,0001,954,67440,543,7570
MITSUI BUSSAN COMMODITIES USA INC

MITSUI BUSSAN大宗商品美国有限责任公司

FCM12/31/20112,872,8481,000,0001,872,84800
FRIEDBERG MERCANTILE GROUP INC

弗里德贝格商业集团公司

FCM12/31/20112,822,3651,000,0001,822,36512,892,4490
WHITE COMMERCIAL CORPORATION

WHITE COMMERCIAL集团

FCM12/30/20112,706,9101,000,0001,706,91000
PIONEER FUTURES INC

PIONEER期货有限责任公司

FCM12/31/20112,457,5631,000,0001,457,56300
MAREX USA LIMITED

MAREX美国有限责任公司

FCM12/31/20112,354,1401,000,0001,354,14000
FRONTIER FUTURES INC

FRONTIER期货有限责任公司

FCM12/31/20111,921,6031,000,000921,60330,978,1930
AMP GLOBAL CLEARING LLC

澳大利亚AMP全球清算有限责任公司

FCM12/31/20111,804,3211,000,000804,32134,018,1450
STERLING COMMODITIES CORP

STERLING大宗商品集团

FCM12/31/20111,704,3951,000,000704,39500
EASY FOREX US LTD

EASY外汇交易美国有限责任公司

FCM12/31/20111,686,1031,000,000686,10300
VELOCITY FUTURES LLC

VELOCITY期货有限责任公司

FCM12/31/20111,675,5121,000,000675,51272,371,3550
YORK BUSINESS ASSOCIATES LLC

YORK BUSINESS联合有限责任公司

FCM12/31/20111,613,6291,000,000613,62975,180,6080
FUTURES TECH LLC

期货科技有限责任公司

FCM12/31/20111,585,1371,000,000585,13700
INTEGRATED BROKERAGE SERVICES LLC

综合经纪服务有限公司

FCM12/31/20111,548,4461,000,000548,4461,0580
TRADITION SECURITIES AND FUTURES INC

传统证券期货有限责任公司

FCM12/31/20111,515,7051,000,000515,70500
COMMONWEALTH FOREIGN EXCHANGE INC

澳洲联邦银行外汇交易有限责任公司

FCM12/31/20111,097,6001,000,00097,60000
總計156,069,614,004741,814,178

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