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May 06, 2015

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FCM頂尖外匯期貨经纪商 2011年按资产额排名

原始文件来自：FCM行政管理部门于2012年2月24日张贴

脸书、推特、电子邮件共享

以下FCM经纪商名单及报告中所有数据均由商品期货交易委员会发表提供

2011年最大经纪商排行榜

Futures Commission Merchant / Retail Foreign Exchange Dealer 经纪商/零售外汇交易商	Reg As 类别	A/O 截止日	Adjusted Net Capital 调整后淨资本	Net Capital Requirements 淨资本要求	Excess Net Capital 淨资本盈馀	Customers’ Assets in Seg 客户资产额	Totl Retail Forex Obligation零售外汇债总和

UBS SECURITIES LLC 瑞銀证券有限责任公司	FCM BD	12/31/2011	12,278,665,379	961,345,147	11,317,320,232	9,652,936,288	0
GOLDMAN SACHS & CO 高盛证券公司	FCM BD	12/31/2011	11,422,646,769	1,908,555,518	9,514,091,251	21,446,768,814	0
JP MORGAN SECURITIES LLC JP摩根证券有限责任公司	FCM BD	12/31/2011	11,100,234,132	1,550,293,455	9,549,940,677	18,845,933,180	0
MERRILL LYNCH PIERCE FENNER & SMITH 美林集团	FCM BD	12/31/2011	10,761,042,594	802,817,760	9,958,224,834	8,856,894,956	0
CREDIT SUISSE SECURITIES (USA) LLC 瑞士瑞信銀行證券有限责任公司（美国分行）	FCM BD	12/31/2011	8,413,793,960	1,083,991,195	7,329,802,765	6,506,294,147	0
MORGAN STANLEY & CO LLC 摩根士丹利有限责任公司	FCM BD	12/31/2011	8,248,535,395	1,033,036,171	7,215,499,224	5,341,062,987	0
DEUTSCHE BANK SECURITIES INC 德意志银行证券公司	FCM BD	12/31/2011	8,096,091,854	594,609,558	7,501,482,296	14,724,160,099	0
CITIGROUP GLOBAL MARKETS INC 花旗集团	FCM BD	12/31/2011	7,773,386,855	795,170,980	6,978,215,875	10,300,448,963	0
JP MORGAN CLEARING CORP JP 摩根清算公司	FCM BD	12/30/2011	7,429,640,902	1,926,555,296	5,503,085,606	782,180,319	0
BARCLAYS CAPITAL INC 英国巴克莱资本公司	FCM BD	12/31/2011	6,415,675,853	994,729,883	5,420,945,970	6,454,489,743	0
MERRILL LYNCH PROFESSIONAL CLEARING CORP 美林清算公司	FCM BD	12/31/2011	3,453,901,293	168,048,254	3,285,853,039	1,570,694,970	0
RBS SECURITIES INC 苏格兰皇家银行证券公司	FCM BD	12/31/2011	3,168,204,462	302,314,113	2,865,890,349	2,406,333,292	0
NOMURA SECURITIES INTERNATIONAL INC 日本野村控股公司	FCM BD	12/31/2011	2,455,113,299	20,916,817	2,434,196,482	113,797,621	0
NEWEDGE USA LLC 新際美國公司有限责任公司	FCM BD	12/31/2011	2,313,980,909	1,338,474,054	975,506,855	18,960,273,362	0
BNP PARIBAS PRIME BROKERAGE INC 法國巴黎銀行菁英經紀公司	FCM BD	12/31/2011	2,246,207,500	309,205,095	1,937,002,405	1,605,999,252	0
GOLDMAN SACHS EXECUTION & CLEARING LP 高盛清算執行公司	FCM BD	12/30/2011	2,100,793,132	103,719,471	1,997,073,661	1,370,186,556	0
WELLS FARGO SECURITIES LLC 美国富国证券有限责任公司	FCM BD	12/31/2011	2,015,265,498	7,853,660	2,007,411,838	0	0
BNP PARIBAS SECURITIES CORP 法国巴黎银行证券公司	FCM BD	12/31/2011	1,985,533,776	68,162,909	1,917,370,867	409,542,363	0
WELLS FARGO ADVISORS LLC 美国富国顧問有限责任公司	FCM BD	12/31/2011	1,448,731,415	1,500,000	1,447,231,415	0	0
INTERACTIVE BROKERS LLC 盈透证券有限责任公司	FCM BD	12/30/2011	1,365,792,737	162,429,731	1,203,363,006	1,272,471,045	0
RBC CAPITAL MARKETS LLC 苏格兰皇家银行资本市场有限责任公司	FCM BD	12/30/2011	1,365,027,475	79,422,101	1,285,605,374	567,519,979	0
UBS FINANCIAL SERVICES INC 瑞银金融服务公司	FCM BD	12/31/2011	1,181,174,373	123,908,672	1,057,265,701	188,183,111	0
HSBC SECURITIES USA INC 汇丰证券（美国）INC	FCM BD	12/31/2011	1,173,678,113	90,170,172	1,083,507,941	964,691,938	0
JEFFERIES & COMPANY INC 杰富瑞集团	FCM BD	12/31/2011	974,771,795	45,832,173	928,939,622	0	0
MORGAN STANLEY SMITH BARNEY LLC 摩根士丹利美邦有限责任公司	FCM BD	12/30/2011	842,942,107	37,425,680	805,516,427	491,268,576	0
TIMBER HILL LLC TIMBER HILL有限责任公司	FCM BD	12/31/2011	826,384,613	35,598,402	790,786,211	606,039,619	0
MORGAN KEEGAN & COMPANY INC 摩根KEEGAN 有限责任公司	FCM BD	12/31/2011	546,477,724	7,786,246	538,691,478	0	0
CIBC WORLD MARKETS CORP 加拿大帝国商业银行全球市場集团	FCM BD	12/31/2011	500,140,583	1,500,000	498,640,583	0	0
CITADEL SECURITIES LLC CITADEL证券有限责任公司	FCM BD	12/31/2011	460,712,467	1,000,000	459,712,467	0	0
STATE STREET GLOBAL MARKETS LLC 美国道富银行全球市场有限责任公司	FCM BD	12/31/2011	435,779,624	7,571,402	428,208,222	220,033,829	0
MIZUHO SECURITIES USA INC 瑞穗证券（美国）有限责任公司	FCM BD	12/31/2011	425,295,200	118,045,353	307,249,847	991,979,343	0
RAYMOND JAMES & ASSOCIATES INC 雷蒙德•詹姆斯联合有限责任公司	FCM BD	12/31/2011	362,445,568	30,476,765	331,968,803	0	0
NATIXIS SECURITIES AMERICAS LLC 法国Natixis银行美洲证券有限责任公司	FCM BD	12/31/2011	360,313,450	1,500,000	358,813,450	0	0
ABN AMRO CLEARING CHICAGO LLC 芝加哥荷兰银行结算有限责任公司	FCM BD	12/31/2011	301,490,207	118,881,628	182,608,579	2,030,880,031	0
DAIWA CAPITAL MARKETS AMERICA INC 美国大和资本市场有限责任公司	FCM BD	12/31/2011	300,214,360	1,338,784	298,875,576	11,752,290	0
CANTOR FITZGERALD & CO CANTOR Fitzgerald 公司	FCM BD	12/30/2011	284,283,098	5,471,275	278,811,823	4,413,825	0
TD AMERITRADE INC 美国道明银行有限责任公司	FCM BD	12/31/2011	276,307,123	1,000,000	275,307,123	0	0
JEFFERIES BACHE LLC 杰富瑞贝奇清算执行有限责任公司	FCM	12/31/2011	263,593,000	152,201,280	111,391,720	2,404,911,000	0
ADM INVESTOR SERVICES INC ADM投资服务公司	FCM	12/31/2011	256,605,074	139,920,070	116,685,004	3,171,688,657	968,009
BNY MELLON CLEARING LLC 美国纽约银行梅隆清算有限责任公司	FCM	12/31/2011	256,040,725	10,690,002	245,350,723	368,470,283	0
MITSUBISHI UFJ SECURITIES USA INC 三菱日联证券（美国）有限责任公司	FCM BD	12/31/2011	246,365,060	1,792,429	244,572,631	0	0
RJ OBRIEN ASSOCIATES LLC RJ奧布萊恩联合有限责任公司	FCM	12/31/2011	201,729,011	126,275,361	75,453,650	3,726,850,200	2,971,072
OPPENHEIMER & CO INC 奥本海默投资集团有限责任公司	FCM BD	12/31/2011	144,404,773	22,650,394	121,754,379	28,672,477	0
PENSON FINANCIAL SERVICES INC 彭森金融服务有限责任公司	FCM BD	12/31/2011	143,384,895	26,685,879	116,699,016	616,309,511	30,231,575
OANDA CORPORATION 萬达公司集团	FCMRFD	12/31/2011	140,452,807	27,317,817	113,134,990	0	156,356,338
MACQUARIE FUTURES USA LLC 美国麦格理期货有限责任公司	FCM	12/31/2011	136,089,702	65,571,296	70,518,406	923,120,481	0
INSTINET LLC INSTINET有限责任公司	FCM BD	12/31/2011	131,271,029	1,000,000	130,271,029	0	0
FCSTONE LLC 福四通有限责任公司	FCM	12/31/2011	116,943,999	72,072,902	44,871,097	1,293,557,685	0
AMERIPRISE FINANCIAL SERVICES INC AMERIPRISE金融服务有限责任公司	FCM BD	12/31/2011	114,975,113	1,000,000	113,975,113	0	0
SANFORD C BERNSTEIN & CO LLC 桑福德·伯恩斯坦集团有限责任公司	FCM BD	12/31/2011	111,339,780	15,342,940	95,996,840	0	0
NEUBERGER BERMAN LLC 纽伯格伯曼有限责任公司	FCM BD	12/31/2011	101,768,984	1,500,000	100,268,984	0	0
LPL FINANCIAL LLC 美国利普乐金融集团有限责任公司	FCM BD	12/31/2011	100,944,413	7,028,023	93,916,390	0	0
SANTANDER INVESTMENT SECURITIES INC 桑坦德投资证券有限责任公司	FCM BD	12/30/2011	91,705,651	10,834,166	80,871,485	436,226,804	0
ROSENTHAL COLLINS GROUP LLC 罗森塔尔柯林斯集团有限责任公司	FCM	12/31/2011	91,412,560	63,250,523	28,162,037	1,635,861,204	0
STEPHENS INC 斯蒂芬斯有限责任公司	FCM BD	12/31/2011	86,619,522	15,203,086	71,416,436	0	0
GLOBAL FUTURES & FOREX LTD 环球期货及外汇有限责任公司	FCMRFD	12/31/2011	79,672,867	23,923,758	55,749,109	504,573	88,475,168
OPTIONSXPRESS INC OPTIONSXPRESS 在线经纪商有限责任公司	FCM BD	12/31/2011	79,533,082	5,408,737	74,124,345	93,142,997	0
RAND FINANCIAL SERVICES INC RAND 金融服务有限责任公司	FCM	12/31/2011	74,546,158	12,116,451	62,429,707	157,833,900	0
GUGGENHEIM SECURITIES LLC 古根海姆证券有限责任公司	FCM BD	12/31/2011	63,410,030	2,239,836	61,170,194	0	0
TENCO INC TENCO有限责任公司	FCM	12/31/2011	62,124,914	5,856,029	56,268,885	214,564,486	0
BGC FINANCIAL LP BGC金融有限合伙人	FCM BD	12/30/2011	59,241,089	1,000,000	58,241,089	0	0
TRADESTATION SECURITIES INC TradeStation证券公司	FCM BD	12/31/2011	54,719,507	2,544,836	52,174,671	439,657,073	0
ICAP CORPORATES LLC ICAP债券有限责任公司	FCM BD	12/31/2011	52,288,042	1,000,000	51,288,042	0	0
ROSENTHAL GLOBAL SECURITIES LLC ROSENTHAL全球证券有限责任公司	FCM BD	12/31/2011	42,604,041	1,000,000	41,604,041	0	0
FX SOLUTIONS LLC FX SOLUTIONS有限责任公司	FCMRFD	12/31/2011	41,409,111	20,376,208	21,032,903	0	17,524,164
ENSKILDA FUTURES LTD ENSKILDA期货有限责任公司	FCM	12/30/2011	38,846,228	20,910,878	17,935,350	343,987,436	0
GAIN CAPITAL GROUP LLC 嘉盛集团有限责任公司	FCMRFD	12/31/2011	35,700,900	24,629,972	11,070,928	0	102,599,438
WELLS FARGO ADVISORS FINANCIAL NETWORK LLC 富国银行金融网络顾问有限责任公司	FCM BD	12/31/2011	34,947,904	2,949,721	31,998,183	0	0
PEREGRINE FINANCIAL GROUP INC 百富勤金融集团有限责任公司	FCM	12/31/2011	33,644,888	21,089,332	12,555,556	521,931,442	31,786,635
FOREX CAPITAL MARKETS LLC 福汇集团有限责任公司	FCMRFD	12/31/2011	31,243,101	26,735,164	4,507,937	0	144,703,279
VISION FINANCIAL MARKETS LLC 远景金融市场有限责任公司	FCM BD	12/31/2011	29,815,872	6,784,502	23,031,370	377,436,841	0
TRADELINK LLC 贸易通有限责任公司	FCM BD	12/31/2011	29,804,251	1,000,000	28,804,251	0	0
FXDIRECTDEALER LLC FXDIRECTDEALER 有限责任公司	FCMRFD	12/31/2011	27,886,601	21,286,076	6,600,525	0	35,721,539
ALPARI (US) LLC 美国艾福瑞有限责任公司	FCMRFD	12/31/2011	25,397,941	20,033,569	5,364,372	289,073	10,671,378
TRADESTATION FOREX INC TRADESTATION外汇有限责任公司	RFED	12/31/2011	25,235,604	23,076,595	2,159,009	0	71,531,907
MB TRADING FUTURES INC MB买卖期货公司	FCMRFD	12/31/2011	25,101,763	21,140,428	3,961,335	0	32,808,570
XPRESSTRADE LLC XPRESSTRADE有限责任公司	RFED	12/31/2011	22,972,452	20,000,000	2,972,452	0	1,444,758
FOREX CLUB LLC 福瑞斯国际有限责任公司	FCMRFD	12/30/2011	22,923,338	22,000,000	923,338	0	3,461,914
ADVANTAGE FUTURES LLC ADVANTAGE期货有限责任公司	FCM	12/31/2011	20,606,735	10,954,082	9,652,653	464,261,449	0
ADVANCED MARKETS LLC ADVANTAGE市场有限责任公司	FCMRFD	12/31/2011	20,542,742	20,000,000	542,742	0	1,753,586
COUNTRY HEDGING INC COUNTRY对冲有限责任公司	FCM	12/31/2011	20,279,150	14,157,638	6,121,512	202,565,514	0
INSTITUTIONAL LIQUIDITY LLC INSTITUTIONAL LIQUIDITY有限责任公司	FCMRFD	12/31/2011	20,066,042	20,000,000	66,042	0	8,804,848
MAREX NORTH AMERICA LLC MAREX 北美有限责任公司	FCM	12/31/2011	16,632,577	7,333,084	9,299,493	117,719,886	0
MCVEAN TRADING & INVESTMENTS LLC MCVEAN交易投资有限责任公司	FCM	12/30/2011	14,363,892	1,715,160	12,648,732	881,697,960	0
MID CO COMMODITIES INC MID CO COMMODITIES有限责任公司	FCM	12/31/2011	12,602,720	5,261,816	7,340,904	39,768,901	0
CROSSLAND LLC 美国新大陆期货经纪有限公司	FCM	12/31/2011	9,686,832	4,162,958	5,523,874	92,156,339	0
DORMAN TRADING LLC 多尔曼贸易有限责任公司	FCM	12/31/2011	9,337,433	1,530,480	7,806,953	128,220,260	0
GH FINANCIALS LLC GH金融有限责任公司	FCM	12/31/2011	9,316,092	1,000,000	8,316,092	0	0
PHILLIP FUTURES INC PHILLIP期货有限责任公司	FCM	12/31/2011	9,216,812	1,901,064	7,315,748	62,072,811	0
IKON GLOBAL MARKETS INC IKON全球市场有限责任公司	FCM	12/31/2011	9,069,658	1,000,000	8,069,658	22,429,515	0
LEK SECURITIES CORPORATION LEK证券集团	FCM BD	12/31/2011	8,362,812	1,500,000	6,862,812	3,758,161	0
STRAITS FINANCIAL LLC STRAITS金融有限责任公司	FCM	12/31/2011	8,175,117	1,599,809	6,575,308	40,527,360	0
EAGLE MARKET MAKERS INC EAGLE市场有限责任公司	FCM	12/30/2011	6,850,265	1,000,000	5,850,265	1,151,762	0
MBF CLEARING CORP MBF清算集团	FCM	12/31/2011	6,206,290	1,000,000	5,206,290	59,458,764	0
CX CAPITAL MARKETS LLC CX CAPITAL市场有限责任公司	FCM	12/31/2011	3,476,105	1,000,000	2,476,105	26,648,757	0
ITG DERIVATIVES LLC ITG衍生商品有限责任公司	FCM BD	12/31/2011	3,458,875	1,000,000	2,458,875	0	0
LINN GROUP THE 林恩集团	FCM	12/31/2011	3,266,504	1,424,926	1,841,578	63,251,537	0
CUNNINGHAM COMMODITIES LLC CUNNINGHAM大宗商品有限责任公司	FCM	12/31/2011	3,264,255	1,195,925	2,068,330	54,817,188	0
OPEN E CRY LLC OPEN E CRY有限责任公司	FCM	12/31/2011	3,042,332	1,098,670	1,943,662	90,875,654	0
CAPITAL MARKET SERVICES LLC CAPITAL市场服务有限责任公司	FCM	12/31/2011	3,029,324	1,000,000	2,029,324	0	0
IRONBEAM INC IRONBEAM有限责任公司	FCM	12/31/2011	2,954,674	1,000,000	1,954,674	40,543,757	0
MITSUI BUSSAN COMMODITIES USA INC MITSUI BUSSAN大宗商品美国有限责任公司	FCM	12/31/2011	2,872,848	1,000,000	1,872,848	0	0
FRIEDBERG MERCANTILE GROUP INC 弗里德贝格商业集团公司	FCM	12/31/2011	2,822,365	1,000,000	1,822,365	12,892,449	0
WHITE COMMERCIAL CORPORATION WHITE COMMERCIAL集团	FCM	12/30/2011	2,706,910	1,000,000	1,706,910	0	0
PIONEER FUTURES INC PIONEER期货有限责任公司	FCM	12/31/2011	2,457,563	1,000,000	1,457,563	0	0
MAREX USA LIMITED MAREX美国有限责任公司	FCM	12/31/2011	2,354,140	1,000,000	1,354,140	0	0
FRONTIER FUTURES INC FRONTIER期货有限责任公司	FCM	12/31/2011	1,921,603	1,000,000	921,603	30,978,193	0
AMP GLOBAL CLEARING LLC 澳大利亚AMP全球清算有限责任公司	FCM	12/31/2011	1,804,321	1,000,000	804,321	34,018,145	0
STERLING COMMODITIES CORP STERLING大宗商品集团	FCM	12/31/2011	1,704,395	1,000,000	704,395	0	0
EASY FOREX US LTD EASY外汇交易美国有限责任公司	FCM	12/31/2011	1,686,103	1,000,000	686,103	0	0
VELOCITY FUTURES LLC VELOCITY期货有限责任公司	FCM	12/31/2011	1,675,512	1,000,000	675,512	72,371,355	0
YORK BUSINESS ASSOCIATES LLC YORK BUSINESS联合有限责任公司	FCM	12/31/2011	1,613,629	1,000,000	613,629	75,180,608	0
FUTURES TECH LLC 期货科技有限责任公司	FCM	12/31/2011	1,585,137	1,000,000	585,137	0	0
INTEGRATED BROKERAGE SERVICES LLC 综合经纪服务有限公司	FCM	12/31/2011	1,548,446	1,000,000	548,446	1,058	0
TRADITION SECURITIES AND FUTURES INC 传统证券期货有限责任公司	FCM	12/31/2011	1,515,705	1,000,000	515,705	0	0
COMMONWEALTH FOREIGN EXCHANGE INC 澳洲联邦银行外汇交易有限责任公司	FCM	12/31/2011	1,097,600	1,000,000	97,600	0	0


總計						156,069,614,004	741,814,178

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