FCM頂尖外匯期貨经纪商 2011年按资产额排名
原始文件来自：FCM行政管理部门于2012年2月24日张贴
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以下FCM经纪商名单及报告中所有数据均由商品期货交易委员会发表提供
2011年最大经纪商排行榜
| Futures Commission Merchant / Retail Foreign Exchange Dealer 经纪商/零售外汇交易商 | Reg As 类别 | A/O 截止日 | Adjusted Net Capital 调整后淨资本 | Net Capital Requirements 淨资本要求 | Excess Net Capital 淨资本盈馀 | Customers’ Assets in Seg 客户资产额 | Totl Retail Forex Obligation零售外汇债总和 |
| UBS SECURITIES LLC 瑞銀证券有限责任公司 | FCM BD | 12/31/2011 | 12,278,665,379 | 961,345,147 | 11,317,320,232 | 9,652,936,288 | 0 |
| GOLDMAN SACHS & CO 高盛证券公司 | FCM BD | 12/31/2011 | 11,422,646,769 | 1,908,555,518 | 9,514,091,251 | 21,446,768,814 | 0 |
| JP MORGAN SECURITIES LLC JP摩根证券有限责任公司 | FCM BD | 12/31/2011 | 11,100,234,132 | 1,550,293,455 | 9,549,940,677 | 18,845,933,180 | 0 |
| MERRILL LYNCH PIERCE FENNER & SMITH 美林集团 | FCM BD | 12/31/2011 | 10,761,042,594 | 802,817,760 | 9,958,224,834 | 8,856,894,956 | 0 |
| CREDIT SUISSE SECURITIES (USA) LLC 瑞士瑞信銀行證券有限责任公司（美国分行） | FCM BD | 12/31/2011 | 8,413,793,960 | 1,083,991,195 | 7,329,802,765 | 6,506,294,147 | 0 |
| MORGAN STANLEY & CO LLC 摩根士丹利有限责任公司 | FCM BD | 12/31/2011 | 8,248,535,395 | 1,033,036,171 | 7,215,499,224 | 5,341,062,987 | 0 |
| DEUTSCHE BANK SECURITIES INC 德意志银行证券公司 | FCM BD | 12/31/2011 | 8,096,091,854 | 594,609,558 | 7,501,482,296 | 14,724,160,099 | 0 |
| CITIGROUP GLOBAL MARKETS INC 花旗集团 | FCM BD | 12/31/2011 | 7,773,386,855 | 795,170,980 | 6,978,215,875 | 10,300,448,963 | 0 |
| JP MORGAN CLEARING CORP JP 摩根清算公司 | FCM BD | 12/30/2011 | 7,429,640,902 | 1,926,555,296 | 5,503,085,606 | 782,180,319 | 0 |
| BARCLAYS CAPITAL INC 英国巴克莱资本公司 | FCM BD | 12/31/2011 | 6,415,675,853 | 994,729,883 | 5,420,945,970 | 6,454,489,743 | 0 |
| MERRILL LYNCH PROFESSIONAL CLEARING CORP 美林清算公司 | FCM BD | 12/31/2011 | 3,453,901,293 | 168,048,254 | 3,285,853,039 | 1,570,694,970 | 0 |
| RBS SECURITIES INC 苏格兰皇家银行证券公司 | FCM BD | 12/31/2011 | 3,168,204,462 | 302,314,113 | 2,865,890,349 | 2,406,333,292 | 0 |
| NOMURA SECURITIES INTERNATIONAL INC 日本野村控股公司 | FCM BD | 12/31/2011 | 2,455,113,299 | 20,916,817 | 2,434,196,482 | 113,797,621 | 0 |
| NEWEDGE USA LLC 新際美國公司有限责任公司 | FCM BD | 12/31/2011 | 2,313,980,909 | 1,338,474,054 | 975,506,855 | 18,960,273,362 | 0 |
| BNP PARIBAS PRIME BROKERAGE INC 法國巴黎銀行菁英經紀公司 | FCM BD | 12/31/2011 | 2,246,207,500 | 309,205,095 | 1,937,002,405 | 1,605,999,252 | 0 |
| GOLDMAN SACHS EXECUTION & CLEARING LP 高盛清算執行公司 | FCM BD | 12/30/2011 | 2,100,793,132 | 103,719,471 | 1,997,073,661 | 1,370,186,556 | 0 |
| WELLS FARGO SECURITIES LLC 美国富国证券有限责任公司 | FCM BD | 12/31/2011 | 2,015,265,498 | 7,853,660 | 2,007,411,838 | 0 | 0 |
| BNP PARIBAS SECURITIES CORP 法国巴黎银行证券公司 | FCM BD | 12/31/2011 | 1,985,533,776 | 68,162,909 | 1,917,370,867 | 409,542,363 | 0 |
| WELLS FARGO ADVISORS LLC 美国富国顧問有限责任公司 | FCM BD | 12/31/2011 | 1,448,731,415 | 1,500,000 | 1,447,231,415 | 0 | 0 |
| INTERACTIVE BROKERS LLC 盈透证券有限责任公司 | FCM BD | 12/30/2011 | 1,365,792,737 | 162,429,731 | 1,203,363,006 | 1,272,471,045 | 0 |
| RBC CAPITAL MARKETS LLC 苏格兰皇家银行资本市场有限责任公司 | FCM BD | 12/30/2011 | 1,365,027,475 | 79,422,101 | 1,285,605,374 | 567,519,979 | 0 |
| UBS FINANCIAL SERVICES INC 瑞银金融服务公司 | FCM BD | 12/31/2011 | 1,181,174,373 | 123,908,672 | 1,057,265,701 | 188,183,111 | 0 |
| HSBC SECURITIES USA INC 汇丰证券（美国）INC | FCM BD | 12/31/2011 | 1,173,678,113 | 90,170,172 | 1,083,507,941 | 964,691,938 | 0 |
| JEFFERIES & COMPANY INC 杰富瑞集团 | FCM BD | 12/31/2011 | 974,771,795 | 45,832,173 | 928,939,622 | 0 | 0 |
| MORGAN STANLEY SMITH BARNEY LLC 摩根士丹利美邦有限责任公司 | FCM BD | 12/30/2011 | 842,942,107 | 37,425,680 | 805,516,427 | 491,268,576 | 0 |
| TIMBER HILL LLC TIMBER HILL有限责任公司 | FCM BD | 12/31/2011 | 826,384,613 | 35,598,402 | 790,786,211 | 606,039,619 | 0 |
| MORGAN KEEGAN & COMPANY INC 摩根KEEGAN 有限责任公司 | FCM BD | 12/31/2011 | 546,477,724 | 7,786,246 | 538,691,478 | 0 | 0 |
| CIBC WORLD MARKETS CORP 加拿大帝国商业银行全球市場集团 | FCM BD | 12/31/2011 | 500,140,583 | 1,500,000 | 498,640,583 | 0 | 0 |
| CITADEL SECURITIES LLC CITADEL证券有限责任公司 | FCM BD | 12/31/2011 | 460,712,467 | 1,000,000 | 459,712,467 | 0 | 0 |
| STATE STREET GLOBAL MARKETS LLC 美国道富银行全球市场有限责任公司 | FCM BD | 12/31/2011 | 435,779,624 | 7,571,402 | 428,208,222 | 220,033,829 | 0 |
| MIZUHO SECURITIES USA INC 瑞穗证券（美国）有限责任公司 | FCM BD | 12/31/2011 | 425,295,200 | 118,045,353 | 307,249,847 | 991,979,343 | 0 |
| RAYMOND JAMES & ASSOCIATES INC 雷蒙德•詹姆斯联合有限责任公司 | FCM BD | 12/31/2011 | 362,445,568 | 30,476,765 | 331,968,803 | 0 | 0 |
| NATIXIS SECURITIES AMERICAS LLC 法国Natixis银行美洲证券有限责任公司 | FCM BD | 12/31/2011 | 360,313,450 | 1,500,000 | 358,813,450 | 0 | 0 |
| ABN AMRO CLEARING CHICAGO LLC 芝加哥荷兰银行结算有限责任公司 | FCM BD | 12/31/2011 | 301,490,207 | 118,881,628 | 182,608,579 | 2,030,880,031 | 0 |
| DAIWA CAPITAL MARKETS AMERICA INC 美国大和资本市场有限责任公司 | FCM BD | 12/31/2011 | 300,214,360 | 1,338,784 | 298,875,576 | 11,752,290 | 0 |
| CANTOR FITZGERALD & CO CANTOR Fitzgerald 公司 | FCM BD | 12/30/2011 | 284,283,098 | 5,471,275 | 278,811,823 | 4,413,825 | 0 |
| TD AMERITRADE INC 美国道明银行有限责任公司 | FCM BD | 12/31/2011 | 276,307,123 | 1,000,000 | 275,307,123 | 0 | 0 |
| JEFFERIES BACHE LLC 杰富瑞贝奇清算执行有限责任公司 | FCM | 12/31/2011 | 263,593,000 | 152,201,280 | 111,391,720 | 2,404,911,000 | 0 |
| ADM INVESTOR SERVICES INC ADM投资服务公司 | FCM | 12/31/2011 | 256,605,074 | 139,920,070 | 116,685,004 | 3,171,688,657 | 968,009 |
| BNY MELLON CLEARING LLC 美国纽约银行梅隆清算有限责任公司 | FCM | 12/31/2011 | 256,040,725 | 10,690,002 | 245,350,723 | 368,470,283 | 0 |
| MITSUBISHI UFJ SECURITIES USA INC 三菱日联证券（美国）有限责任公司 | FCM BD | 12/31/2011 | 246,365,060 | 1,792,429 | 244,572,631 | 0 | 0 |
| RJ OBRIEN ASSOCIATES LLC RJ奧布萊恩联合有限责任公司 | FCM | 12/31/2011 | 201,729,011 | 126,275,361 | 75,453,650 | 3,726,850,200 | 2,971,072 |
| OPPENHEIMER & CO INC 奥本海默投资集团有限责任公司 | FCM BD | 12/31/2011 | 144,404,773 | 22,650,394 | 121,754,379 | 28,672,477 | 0 |
| PENSON FINANCIAL SERVICES INC 彭森金融服务有限责任公司 | FCM BD | 12/31/2011 | 143,384,895 | 26,685,879 | 116,699,016 | 616,309,511 | 30,231,575 |
| OANDA CORPORATION 萬达公司集团 | FCMRFD | 12/31/2011 | 140,452,807 | 27,317,817 | 113,134,990 | 0 | 156,356,338 |
| MACQUARIE FUTURES USA LLC 美国麦格理期货有限责任公司 | FCM | 12/31/2011 | 136,089,702 | 65,571,296 | 70,518,406 | 923,120,481 | 0 |
| INSTINET LLC INSTINET有限责任公司 | FCM BD | 12/31/2011 | 131,271,029 | 1,000,000 | 130,271,029 | 0 | 0 |
| FCSTONE LLC 福四通有限责任公司 | FCM | 12/31/2011 | 116,943,999 | 72,072,902 | 44,871,097 | 1,293,557,685 | 0 |
| AMERIPRISE FINANCIAL SERVICES INC AMERIPRISE金融服务有限责任公司 | FCM BD | 12/31/2011 | 114,975,113 | 1,000,000 | 113,975,113 | 0 | 0 |
| SANFORD C BERNSTEIN & CO LLC 桑福德·伯恩斯坦集团有限责任公司 | FCM BD | 12/31/2011 | 111,339,780 | 15,342,940 | 95,996,840 | 0 | 0 |
| NEUBERGER BERMAN LLC 纽伯格伯曼有限责任公司 | FCM BD | 12/31/2011 | 101,768,984 | 1,500,000 | 100,268,984 | 0 | 0 |
| LPL FINANCIAL LLC 美国利普乐金融集团有限责任公司 | FCM BD | 12/31/2011 | 100,944,413 | 7,028,023 | 93,916,390 | 0 | 0 |
| SANTANDER INVESTMENT SECURITIES INC 桑坦德投资证券有限责任公司 | FCM BD | 12/30/2011 | 91,705,651 | 10,834,166 | 80,871,485 | 436,226,804 | 0 |
| ROSENTHAL COLLINS GROUP LLC 罗森塔尔柯林斯集团有限责任公司 | FCM | 12/31/2011 | 91,412,560 | 63,250,523 | 28,162,037 | 1,635,861,204 | 0 |
| STEPHENS INC 斯蒂芬斯有限责任公司 | FCM BD | 12/31/2011 | 86,619,522 | 15,203,086 | 71,416,436 | 0 | 0 |
| GLOBAL FUTURES & FOREX LTD 环球期货及外汇有限责任公司 | FCMRFD | 12/31/2011 | 79,672,867 | 23,923,758 | 55,749,109 | 504,573 | 88,475,168 |
| OPTIONSXPRESS INC OPTIONSXPRESS 在线经纪商有限责任公司 | FCM BD | 12/31/2011 | 79,533,082 | 5,408,737 | 74,124,345 | 93,142,997 | 0 |
| RAND FINANCIAL SERVICES INC RAND 金融服务有限责任公司 | FCM | 12/31/2011 | 74,546,158 | 12,116,451 | 62,429,707 | 157,833,900 | 0 |
| GUGGENHEIM SECURITIES LLC 古根海姆证券有限责任公司 | FCM BD | 12/31/2011 | 63,410,030 | 2,239,836 | 61,170,194 | 0 | 0 |
| TENCO INC TENCO有限责任公司 | FCM | 12/31/2011 | 62,124,914 | 5,856,029 | 56,268,885 | 214,564,486 | 0 |
| BGC FINANCIAL LP BGC金融有限合伙人 | FCM BD | 12/30/2011 | 59,241,089 | 1,000,000 | 58,241,089 | 0 | 0 |
| TRADESTATION SECURITIES INC TradeStation证券公司 | FCM BD | 12/31/2011 | 54,719,507 | 2,544,836 | 52,174,671 | 439,657,073 | 0 |
| ICAP CORPORATES LLC ICAP债券有限责任公司 | FCM BD | 12/31/2011 | 52,288,042 | 1,000,000 | 51,288,042 | 0 | 0 |
| ROSENTHAL GLOBAL SECURITIES LLC ROSENTHAL全球证券有限责任公司 | FCM BD | 12/31/2011 | 42,604,041 | 1,000,000 | 41,604,041 | 0 | 0 |
| FX SOLUTIONS LLC FX SOLUTIONS有限责任公司 | FCMRFD | 12/31/2011 | 41,409,111 | 20,376,208 | 21,032,903 | 0 | 17,524,164 |
| ENSKILDA FUTURES LTD ENSKILDA期货有限责任公司 | FCM | 12/30/2011 | 38,846,228 | 20,910,878 | 17,935,350 | 343,987,436 | 0 |
| GAIN CAPITAL GROUP LLC 嘉盛集团有限责任公司 | FCMRFD | 12/31/2011 | 35,700,900 | 24,629,972 | 11,070,928 | 0 | 102,599,438 |
| WELLS FARGO ADVISORS FINANCIAL NETWORK LLC 富国银行金融网络顾问有限责任公司 | FCM BD | 12/31/2011 | 34,947,904 | 2,949,721 | 31,998,183 | 0 | 0 |
| PEREGRINE FINANCIAL GROUP INC 百富勤金融集团有限责任公司 | FCM | 12/31/2011 | 33,644,888 | 21,089,332 | 12,555,556 | 521,931,442 | 31,786,635 |
| FOREX CAPITAL MARKETS LLC 福汇集团有限责任公司 | FCMRFD | 12/31/2011 | 31,243,101 | 26,735,164 | 4,507,937 | 0 | 144,703,279 |
| VISION FINANCIAL MARKETS LLC 远景金融市场有限责任公司 | FCM BD | 12/31/2011 | 29,815,872 | 6,784,502 | 23,031,370 | 377,436,841 | 0 |
| TRADELINK LLC 贸易通有限责任公司 | FCM BD | 12/31/2011 | 29,804,251 | 1,000,000 | 28,804,251 | 0 | 0 |
| FXDIRECTDEALER LLC FXDIRECTDEALER 有限责任公司 | FCMRFD | 12/31/2011 | 27,886,601 | 21,286,076 | 6,600,525 | 0 | 35,721,539 |
| ALPARI (US) LLC 美国艾福瑞有限责任公司 | FCMRFD | 12/31/2011 | 25,397,941 | 20,033,569 | 5,364,372 | 289,073 | 10,671,378 |
| TRADESTATION FOREX INC TRADESTATION外汇有限责任公司 | RFED | 12/31/2011 | 25,235,604 | 23,076,595 | 2,159,009 | 0 | 71,531,907 |
| MB TRADING FUTURES INC MB买卖期货公司 | FCMRFD | 12/31/2011 | 25,101,763 | 21,140,428 | 3,961,335 | 0 | 32,808,570 |
| XPRESSTRADE LLC XPRESSTRADE有限责任公司 | RFED | 12/31/2011 | 22,972,452 | 20,000,000 | 2,972,452 | 0 | 1,444,758 |
| FOREX CLUB LLC 福瑞斯国际有限责任公司 | FCMRFD | 12/30/2011 | 22,923,338 | 22,000,000 | 923,338 | 0 | 3,461,914 |
| ADVANTAGE FUTURES LLC ADVANTAGE期货有限责任公司 | FCM | 12/31/2011 | 20,606,735 | 10,954,082 | 9,652,653 | 464,261,449 | 0 |
| ADVANCED MARKETS LLC ADVANTAGE市场有限责任公司 | FCMRFD | 12/31/2011 | 20,542,742 | 20,000,000 | 542,742 | 0 | 1,753,586 |
| COUNTRY HEDGING INC COUNTRY对冲有限责任公司 | FCM | 12/31/2011 | 20,279,150 | 14,157,638 | 6,121,512 | 202,565,514 | 0 |
| INSTITUTIONAL LIQUIDITY LLC INSTITUTIONAL LIQUIDITY有限责任公司 | FCMRFD | 12/31/2011 | 20,066,042 | 20,000,000 | 66,042 | 0 | 8,804,848 |
| MAREX NORTH AMERICA LLC MAREX 北美有限责任公司 | FCM | 12/31/2011 | 16,632,577 | 7,333,084 | 9,299,493 | 117,719,886 | 0 |
| MCVEAN TRADING & INVESTMENTS LLC MCVEAN交易投资有限责任公司 | FCM | 12/30/2011 | 14,363,892 | 1,715,160 | 12,648,732 | 881,697,960 | 0 |
| MID CO COMMODITIES INC MID CO COMMODITIES有限责任公司 | FCM | 12/31/2011 | 12,602,720 | 5,261,816 | 7,340,904 | 39,768,901 | 0 |
| CROSSLAND LLC 美国新大陆期货经纪有限公司 | FCM | 12/31/2011 | 9,686,832 | 4,162,958 | 5,523,874 | 92,156,339 | 0 |
| DORMAN TRADING LLC 多尔曼贸易有限责任公司 | FCM | 12/31/2011 | 9,337,433 | 1,530,480 | 7,806,953 | 128,220,260 | 0 |
| GH FINANCIALS LLC GH金融有限责任公司 | FCM | 12/31/2011 | 9,316,092 | 1,000,000 | 8,316,092 | 0 | 0 |
| PHILLIP FUTURES INC PHILLIP期货有限责任公司 | FCM | 12/31/2011 | 9,216,812 | 1,901,064 | 7,315,748 | 62,072,811 | 0 |
| IKON GLOBAL MARKETS INC IKON全球市场有限责任公司 | FCM | 12/31/2011 | 9,069,658 | 1,000,000 | 8,069,658 | 22,429,515 | 0 |
| LEK SECURITIES CORPORATION LEK证券集团 | FCM BD | 12/31/2011 | 8,362,812 | 1,500,000 | 6,862,812 | 3,758,161 | 0 |
| STRAITS FINANCIAL LLC STRAITS金融有限责任公司 | FCM | 12/31/2011 | 8,175,117 | 1,599,809 | 6,575,308 | 40,527,360 | 0 |
| EAGLE MARKET MAKERS INC EAGLE市场有限责任公司 | FCM | 12/30/2011 | 6,850,265 | 1,000,000 | 5,850,265 | 1,151,762 | 0 |
| MBF CLEARING CORP MBF清算集团 | FCM | 12/31/2011 | 6,206,290 | 1,000,000 | 5,206,290 | 59,458,764 | 0 |
| CX CAPITAL MARKETS LLC CX CAPITAL市场有限责任公司 | FCM | 12/31/2011 | 3,476,105 | 1,000,000 | 2,476,105 | 26,648,757 | 0 |
| ITG DERIVATIVES LLC ITG衍生商品有限责任公司 | FCM BD | 12/31/2011 | 3,458,875 | 1,000,000 | 2,458,875 | 0 | 0 |
| LINN GROUP THE 林恩集团 | FCM | 12/31/2011 | 3,266,504 | 1,424,926 | 1,841,578 | 63,251,537 | 0 |
| CUNNINGHAM COMMODITIES LLC CUNNINGHAM大宗商品有限责任公司 | FCM | 12/31/2011 | 3,264,255 | 1,195,925 | 2,068,330 | 54,817,188 | 0 |
| OPEN E CRY LLC OPEN E CRY有限责任公司 | FCM | 12/31/2011 | 3,042,332 | 1,098,670 | 1,943,662 | 90,875,654 | 0 |
| CAPITAL MARKET SERVICES LLC CAPITAL市场服务有限责任公司 | FCM | 12/31/2011 | 3,029,324 | 1,000,000 | 2,029,324 | 0 | 0 |
| IRONBEAM INC IRONBEAM有限责任公司 | FCM | 12/31/2011 | 2,954,674 | 1,000,000 | 1,954,674 | 40,543,757 | 0 |
| MITSUI BUSSAN COMMODITIES USA INC MITSUI BUSSAN大宗商品美国有限责任公司 | FCM | 12/31/2011 | 2,872,848 | 1,000,000 | 1,872,848 | 0 | 0 |
| FRIEDBERG MERCANTILE GROUP INC 弗里德贝格商业集团公司 | FCM | 12/31/2011 | 2,822,365 | 1,000,000 | 1,822,365 | 12,892,449 | 0 |
| WHITE COMMERCIAL CORPORATION WHITE COMMERCIAL集团 | FCM | 12/30/2011 | 2,706,910 | 1,000,000 | 1,706,910 | 0 | 0 |
| PIONEER FUTURES INC PIONEER期货有限责任公司 | FCM | 12/31/2011 | 2,457,563 | 1,000,000 | 1,457,563 | 0 | 0 |
| MAREX USA LIMITED MAREX美国有限责任公司 | FCM | 12/31/2011 | 2,354,140 | 1,000,000 | 1,354,140 | 0 | 0 |
| FRONTIER FUTURES INC FRONTIER期货有限责任公司 | FCM | 12/31/2011 | 1,921,603 | 1,000,000 | 921,603 | 30,978,193 | 0 |
| AMP GLOBAL CLEARING LLC 澳大利亚AMP全球清算有限责任公司 | FCM | 12/31/2011 | 1,804,321 | 1,000,000 | 804,321 | 34,018,145 | 0 |
| STERLING COMMODITIES CORP STERLING大宗商品集团 | FCM | 12/31/2011 | 1,704,395 | 1,000,000 | 704,395 | 0 | 0 |
| EASY FOREX US LTD EASY外汇交易美国有限责任公司 | FCM | 12/31/2011 | 1,686,103 | 1,000,000 | 686,103 | 0 | 0 |
| VELOCITY FUTURES LLC VELOCITY期货有限责任公司 | FCM | 12/31/2011 | 1,675,512 | 1,000,000 | 675,512 | 72,371,355 | 0 |
| YORK BUSINESS ASSOCIATES LLC YORK BUSINESS联合有限责任公司 | FCM | 12/31/2011 | 1,613,629 | 1,000,000 | 613,629 | 75,180,608 | 0 |
| FUTURES TECH LLC 期货科技有限责任公司 | FCM | 12/31/2011 | 1,585,137 | 1,000,000 | 585,137 | 0 | 0 |
| INTEGRATED BROKERAGE SERVICES LLC 综合经纪服务有限公司 | FCM | 12/31/2011 | 1,548,446 | 1,000,000 | 548,446 | 1,058 | 0 |
| TRADITION SECURITIES AND FUTURES INC 传统证券期货有限责任公司 | FCM | 12/31/2011 | 1,515,705 | 1,000,000 | 515,705 | 0 | 0 |
| COMMONWEALTH FOREIGN EXCHANGE INC 澳洲联邦银行外汇交易有限责任公司 | FCM | 12/31/2011 | 1,097,600 | 1,000,000 | 97,600 | 0 | 0 |
| 總計 | 156,069,614,004 | 741,814,178 |